Search for: "Secure American Gold Exchange"
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20 Aug 2009, 12:12 pm
The North American Securities Administration Association (NASAA) has issued a report idenitifying the top 10 traps for unwary investors: Entertainment Gold Bullion and Currency Leveraged Exchange-Traded Funds (ETFs) Life Settlements Natural Resource Investments Ponzi Schemes Private Placement Offerings Real Estate Investment Schemes Short-term Commercial Property Notes Speculative Inventions and New Products Read the entire post for explanations and examples of… [read post]
28 Aug 2009, 2:50 pm
The North American Securities Administrators Association (NASAA), the organization of state securities regulators, has published its annual list of top 10 investor traps to avoid. [read post]
22 Aug 2012, 4:32 pm
The Securities and Exchange Commission voted Wednesday to approve new rules that would require American companies to publicly disclose whether they use "conflict minerals" originating from the Democratic Republic of the Congo (DRC), or neighboring countries. [read post]
28 Jun 2019, 6:07 am
An Activist Gold Rush? [read post]
20 Mar 2015, 8:00 am
Commodities Exchange and transactions in U.S. securities on the New York Stock Exchange. [read post]
4 Feb 2022, 12:33 pm
Safeguard Metals LLC and its principal, Jeffrey Santulan a/k/a Jeffrey Hill were hit with multiple enforcement actions this week, alleging fraud in their sale of securities and commodities to investors they targeted to sell their existing securities and invest the proceeds into gold and silver coins. [read post]
18 May 2022, 9:01 pm
I’m honored to appear before you for the second time as Chair of the Securities and Exchange Commission. [read post]
5 Jan 2023, 2:22 pm
After a series of public admissions by the company, Luckin’s American Depositary Shares (“ADSs”) plunged from an all-time high of $50 per share in January 2020 to under $2 per share before they were delisted from the NASDAQ exchange in June 2020. [read post]
15 Apr 2010, 8:48 am
The high price of gold provides excellent cover for gold bullion scams in which the seller offers to retain “purchased” gold in a “secure vault” and promises to sell the gold for the investor as it gains in value. [read post]
29 Mar 2017, 1:05 am
Jewelry, coins, and other ways of shaping precious metals are just various forms of the underlying bullion.The famous gold/silver ratio (exchange rate) operates at this basic level. [read post]
6 Aug 2010, 12:12 pm
The article refers to The North American Securities Administrators Association’s recently released list of Top 10 Investor Traps: The list and discussion points, which are located at http://www.nasaa.org/nasaa_newsroom/current_nasaa_headlines/13048.cfm are as follows: “Exchange-Traded Funds (ETFs). [read post]
14 Feb 2018, 2:57 pm
In the following guest post, Haynes and Boone, LLP Partners Dan Gold, Kit Addleman, Thad Behrens, Emily Westridge Black, Carrie Huff, Tim Newman, David Siegal, and Odean Volker take a look at the important securities litigation developments during 2017. [read post]
12 Sep 2023, 9:01 pm
Even a gold medalist must keep training. [read post]
20 Dec 2011, 1:25 pm
The Securities and Exchange Commission has brought fraud charges against Heart Tronics Inc. [read post]
8 Feb 2018, 4:00 am
There is reason for U.S. regulators to be interested: Many Americans participate on the Tether-only Bitcoin exchanges. [read post]
22 Aug 2012, 7:20 pm
The North American Securities Administrators Association has issued its yearly list of financial products and practices that it believes pose among the greatest investment danger to investors. [read post]
3 Apr 2023, 10:38 am
The complaint alleges further that Adara failed to inform the NYSE American Exchange of the pending de-SPAC transaction, leading to it being delisted from the NYSE American Exchange and onto the OTC Markets. [read post]
13 Apr 2020, 4:19 pm
The Exchange Act ensures that the U.S. capital markets — the fuel of corporate America — maintain the gold standard for global investors. [read post]
16 Feb 2016, 1:57 am
In 1978 U.S. president Jimmy Carter, reflecting a popular intellectual Malthusian sentiment of the time, sat by his fireplace in a comfy sweater and instructed Americans to turn down the thermostat lest we run out of oil. [read post]
21 Jun 2019, 7:40 am
The Securities and Exchange Commission took another significant step toward establishing the regulatory regime for security-based swap dealers today by adopting a package of rules and rule amendments under Title VII of the Dodd-Frank Act. [read post]